Link to Final Agency Decision

BC2606394/CC

15-1902-17855-2

STATE OF MINNESOTA

OFFICE OF ADMINISTRATIVE HEARINGS

 

FOR THE COMMISSIONER OF LABOR AND INDUSTRY

 

In the Matter of Jesse Buckner

FINDINGS OF FACT,

CONCLUSIONS AND

RECOMMENDATION

 

          This matter came on before Administrative Law Judge Beverly Jones Heydinger (“ALJ”) on April 5, 2007, for a prehearing conference at the Office of Administrative Hearings, 100 Washington Avenue South, Suite 1700, Minneapolis, MN 55401.  The prehearing conference was held pursuant to a Notice of and Order for Hearing and Order for Prehearing Conference, dated February 8, 2007.

Michael J. Tostengard, Assistant Attorney General, 445 Minnesota Street, Suite 1200, St. Paul, MN 55101-2130, appeared on behalf of the Minnesota Department of Labor and Industry (“Department”).  The Respondent, Jesse Buckner, 2011 Queen Avenue North, Minneapolis, MN 55411, did not appear in person or by counsel.  The record closed upon the Respondent’s default on April 5, 2007.

The Notice of and Order for Hearing, Order for Prehearing Conference and Statement of Charges were sent to the Respondent at the address above and were not returned as undelivered.  In addition, the Administrative Law Judge sent a letter with information about the prehearing to the Respondent.  That letter was not returned as undelivered.

NOTICE

          This Report is a recommendation, not a final decision.  The Commissioner of Labor and Industry will make the final decision after reviewing the record and may adopt, reject or modify these Findings of Fact, Conclusions, and Recommendations.  Under Minn. Stat. § 14.61, the Commissioner’s decision shall not be made until this Report has been available to the parties to the proceeding for at least ten (10) days.  An opportunity must be afforded to each party adversely affected by this Report to file exceptions and present argument to the Commissioner.  Parties should contact Scott Brener, Commissioner, Attn.:  Nancy Leppink, Director of Legal Services, Minnesota Department of Labor and Industry, 443 Lafayette Road, St. Paul, MN 55155, to ascertain the procedure for filing exceptions or presenting argument to the Commissioner.

 

If the Commissioner fails to issue a final decision within 90 days of the close of the record, this report will constitute the final agency decision under Minn. Stat. § 14.62, subd. 2a.  The record closes upon the filing of exceptions to the report and the presentation of argument to the Commissioner, or upon the expiration of the deadline for doing so.  The Commissioner must notify the parties and the Administrative Law Judge of the date on which the record closes.

Under Minn. Stat. § 14.62, subd. 1, the agency is required to serve its final decision upon each party and the Administrative Law Judge by first class mail or as otherwise provided by law.  If the Commissioner fails to issue a final decision within 90 days of the close of the record under Minn. Stat. § 14.61, this report becomes a final decision.  In order to comply with Minn. Stat.  § 14.62, subd. 2a, the Commissioner must then return the record to the Administrative Law Judge within 10 working days to allow the Judge to determine the discipline to be imposed.

STATEMENT OF ISSUE

1.               Did Respondent engage in unlicensed residential building contractor activity in violation of Minn. Stat. §§ 326.84, subds. 1 and 1b and 326.842 (2006)?

2.               Did the Respondent perform in breach of contract in violation of Minn. Stat. § 326.91 subd. 1(4)?

3.               Did the Respondent violate the March 15, 1999 Cease and Desist Order, in violation of Minn. Stat. 326.91, subd. 1(5)?

Based upon all of the files, records and proceedings herein, the Administrative Law Judge makes the following:

          FINDINGS OF FACT

1.               On February 9, 2007, the Notice of and Order for Hearing, Order for Prehearing Conference, Statement of Charges, and Notice of Appearance was sent by first class mail to Jesse Buckner, 2011 Queen Avenue North, Minneapolis, MN 55411.  It was not returned to the Department.

2.               The Respondent failed to appear at the prehearing conference, did not obtain the ALJ’s prior approval to be absent from the prehearing conference, did not file a Notice of Appearance, and did not request a continuance or any other relief.

3.               The Notice of and Order for Hearing and Notice of Prehearing Conference contained the following informational warning:


 

Respondent’s failure to appear at the prehearing conference may result in a finding that the Respondent is in default, that the Department’s allegations contained in the Statement of Charges may be accepted as true, and its proposed disciplinary action may be upheld.

4.               Because Respondent failed to appear, he is in default.

5.               Pursuant to Minnesota Rules, part 1400.6000, the allegations contained in the Notice of and Order for Hearing and Notice of Prehearing Conference are taken as true and incorporated by reference into these Findings of Fact.

Based upon the foregoing Findings of Fact, the Administrative Law Judge makes the following:

CONCLUSIONS

1.               The Administrative Law Judge and the Commissioner of Labor and Industry are authorized to consider the charges against Respondent under Minn. Stat. §§ 326.91, 45.027, subd. 1, 45.024, and 14.50 (2006).

2.               Respondent received due, proper and timely notice of the charges against him, and of the time and place of the prehearing conference.  This matter is, therefore, properly before the Commissioner and the Administrative Law Judge.

3.               The Department has complied with all relevant substantive and procedural legal requirements.

4.               Under Minn. R. 1400.6000, a contested case may be decided adversely to a party who defaults.  On default, the allegations and the issues set out in that Notice of and Order for Hearing or other pleading may be taken as true or deemed proved without further evidence.

5.               The Respondent is in default herein as a result of his failure, without the ALJ’s prior consent, to appear at the prehearing conference.

6.               Respondent engaged in unlicensed residential building contractor activity in violation of Minn. Stat. §§ 326.84, subds. 1 and 1b.

7.               The Department has failed to allege any facts sufficient to support a violation of Minn. Stat. § 326.842, which prohibits working as a roofer without a license.

8.               Respondent performed in breach of contract in violation of Minn. Stat. § 326.91 subd. 1(4).

9.               Respondent violated the March 15, 1999, Cease and Desist Order, in violation of Minn. Stat. 326.91, subd. 1(5).

10.           Disciplinary action against the Respondent is in the public interest.

          Based upon the foregoing Conclusions, the Administrative Law Judge makes the following:

RECOMMENDATION

IT IS HEREBY RECOMMENDED: that the Commissioner of the Department of Labor and Industry impose discipline including a civil penalty upon the Respondent.

Dated this   10th  day of April, 2007.

 

                                                                

/s/ Beverly Jones Heydinger

BEVERLY JONES HEYDINGER

Administrative Law Judge

 

Reported:  Default (no tapes)