1-1900-5791-2

 

                                  STATE  OF   MINNESOTA

                          OFFICE OF ADMINISTRATIVE HEARINGS

 

                      FOR THE MINNESOTA COMMISSIONER OF HEALTH

 

 

In the Matter of the Revocation of

the Journeyman Plumbing License of                    FINDINGS OF FACT,

Timothy A. Lindholm, License No.                      CONCLUSIONS AND

7322J.                                                RECOMMENDATION

 

 

 

          The  above-captioned  matter  came  on  for   hearing   before   Administrative

Law  Judge  George  A.  Beck  at  9:30  a.m.  on  Tuesday,  February  18,  1992,  at  the

Office  of  Administrative  Hearings,  500  Flour  Exchange  Building,  in  the  City  of

Minneapolis, Minnesota.      The  record  closed  on  April  3,  1992,  upon  receipt   of

the final posthearing memorandum.

 

    Maria  C.  Christu,  Special  Assistant  Attorney  General,  Suite  500,   525   Park

Street,   St.  Paul,   Minnesota    55103,   appeared  on   behalf   of   the   Minnesota

Department  of  Health.      Brian  R.  Salita,  Attorney  at  Law,     Edina    Executive

Plaza,   Suite   209,   5200   Willson   Road,   Edina,    Minnesota    55423    appeared

representing the Licensee, Timothy A. Lindholm.

 

    This  report  is  a  recommendation,  not  a  final     decision.     The    Minnesota

Commissioner  of  Health  will  make  the  final  decision  after   a   review   of   the

record  and  may  adopt,  reject  or  modify  the  Findings  of  Fact,  Conclusions   and

Recommendations  contained  in  this  Report.  Pursuant  to  Minn.  Stat.    14.61   the

final  decision  of  the  Commissioner  of  Health  shall  not   be   made   until   this

Report  has  been  made  available  to  the  parties  to  the  proceeding  for  at  least

10 days.    An  opportunity  must  be  afforded  to  each  party  adversely  affected   by

this  Report  to  file   exceptions   and   present   argument   to   the   Commissioner.

Parties  should  contact  Marlene  E.     Marschall,   Commissioner  of  Health,      717

Delaware  Street  S.E.,  Minneapolis,  Minnesota  55440  to   ascertain   the   procedure

for filing exceptions or presenting argument.

 

 

                               STATEMENT OF THE ISSUE

 

    The  issues  in  this  in  this  contested  case  proceeding  are  whether   or   not

the  Licensee  (1)  obtained  his  journeyman   plumbing   license   through   error   or

fraud  in  that  he  did  not  complete  four  years  of  practical  plumbing  experience

before  taking  the  journeyman  plumbing  examination  and/or  (2)      engaged   in   a

willful  violation  of    326.37  through  326.45  by  performing  practical   plumbing

as  a  "plumber's  apprentice"  without  the  immediate  and  personal   supervision   of

a licensed plumber.

 

    Based  upon  all  of  the  proceedings  contained  herein,  the  Administrative   Law

Judge makes the following:

 


                                  FINDINGS OF FACT

 

     1.   Timothy A. Lindholm ( "Licensee") has been licensed by the  Department

of Health as a journeyman plumber since September of 1990.           He owns  his  own

plumbing business,  Tim's  Quality  Plumbing,  which  is  located  in  Brooklyn  Park

Minnesota.     The  company provides  residential    plumbing  and  light   commercial

plumbing services including  repair  and  drain  cleaning.  The  Licensee  has  owned

this business since 1981.      At present he  has  five  employees  and  approximately

seven people who are part time independent contractors with his company.          (T.

18-20.)

 

     2.   The  Department  licenses  approximately  5,000   journeyman   and   master

plumbers  (T. 55) and has about 1200 apprentice plumbers registered.  (T.58)

 

     3.   On  August  10,  1988,  the   Licensee   submitted   an   application   for

apprentice  plumber  registration  to  the  Department.       In  a  section  of   the

application  calling  for  the  names  of  all  plumbing  employers  and  length   of

employment, Mr. Lindholm indicated  that  he  worked  a  total  of  4,223  hours  for

Ross Taormina from July of 1984 to July of 1986.           He also  indicated  that  he

worked a total of  3,120  hours  for  Tim's  Quality  Plumbing,  Inc.  from  July  of

1986 to July of 1988.    (Ex. 8.)   As a result of  this  application,  Mr.  Lindholm

was  registered  an  an  apprentice  plumber  and  given  credit  for  24  months  of

experience.

 

     4.   In  late  July  of  1989  Mr.   Lindholm  submitted  an   application   for

renewal of his apprentice  plumber  registration.  On  the  form  he  indicated  that

he had worked as 12 months as a plumber's apprentice in the prior year.             He

stated that his employer's name was  Quality  Plumbing  and  that  he  had  worked  a

total of 2,041 hours in the prior year.        The blank  calling  for  the  signature

of  the  employer  was  signed  by  Lawrence  J.   Flemming.   As  a  result  of  this

application,  Mr.  Lindholm  was  credited  with  another  12  months  of  experience

resulting in a total of 36 months of experience.  (Ex. 9.)

 

     5.   On July 16, 1990,  Mr.  Lindholm  filed  another  application  for  renewal

of his apprentice plumber registration.        This  application  indicated  that  his

employer's name was Quality Plumbing and that  he  had  worked  a  total  of  2,199.6

hours for July  1 ,  1989 to June 30,  1990.       The  number  of  hours  worked  was

broken down by category as follows:

 

     Water service and sewer installation:                 329.9  hours

     Water distribution installation                       439.0  hours

     Drain, waste & vent installation:                     380.0  hours

     Fixture installation:                                 281.0  hours

     Maintenance & repair of plumbing:                     769.7  hours

 

     Total of all hours worked:                            2199.6 hours

 

The application form stated  that  all  work  by  an  apprentice  must  be  certified

as being under the immediate  and  personal  supervision  of  a  plumbing  contractor

or licensed plumber.      Lawrence J. Flemming  signed  the  form  as  Mr.  Lindholm's

supervisor.  (Ex. 10.)

 

 

 

 

 

 

                                         -2-

 


    6 .   On  August  14,    1990,  Mr.  Lindholm   submitted   an   application   to   the

Department  for  the  journeyman  plumber  examination.           The   application    stated

that  the  applicant  must  have  at  least  four  years   of   practical   experience   in

the   installation  of  plumbing    systems   as   defined   in   Minnesota    Rules.   Mr.

Lindholm  stated  in  the  application  that  he   had   worked   a   total   of   4,647.20

hours  for  Ross  Taormina  from  September  1984  to   July   1987   and   that   he   had

worked  a.  total  of  5,085.60  hours   for   "Larry   Flemming/Quality   Plumbing"   from

July 1987 to July 1990.

 

    7.    All   of   the   above   applications    submitted    by   Mr.     Lindholm  were

verified,  that  is,  he  swore  before  a  notary  public  that  the  statements  he  made

were  true.

 

    8.    The Department requires 1 750 hours of  plumbing  experience  to  obtain

credit  for  I  year  of  experience.      (T.  61 .    The  Department   does   not   give

credit for  drain  cleaning.      (T.  105.)    Work  outside  the   State   of   Minnesota

would not necessarily be disqualified if it was  supervised.              (T.   111.)  The

Department  has  allowed   school   work   to   count   for   experience   only   when   it

relates to plumbing, such as vocational technical courses.   (T. 63.)

 

    9.    For   substantial   portions   of   the   time   periods   specified    in    his

applications Mr.  Lindholm was not present in the         State of Minnesota.        During

the  school  years  of  1983-1984  and   1984-1985   the   Respondent   was   a   full-time

student  at  Ambassador  College  in  Big  Sandy,  Texas.  (Ex.  7.)   He   returned   home

to  Minnesota  during  breaks  from  the   school   year.   From  approximately   July   10,

1986  to  June  15,  1987,  the  Licensee   worked   for   the   Ambassador   International

Cultural  Foundation in Loch Lommond, Scotland and Amman, Jordan.              During   this

11-month  period,  Mr.  Lindholm  returned  to  Minnesota  one   time   for   approximately

30 days  from December  15,  1986  to January  15,  1987.         (T.  28.)    During   the

1987-1988  and  1988-1989  school  years,  Mr.   Lindholm   attended   Ambassador   College

at  its  campus  in Pasadena, California as a full-time student.            (Ex.  7.)    He

again  returned    to  Minnesota  during  breaks.       (T.  29.)    He    graduated    from

Ambassador College in the spring of 1989.   (T. 30.)

 

    10.   In Scotland,  Mr.  Lindholm set up -a plumbing system for a camp.               In

Jordan he did plumbing repair work at a facility for handicapped people.                  He

was  not  supervised  by a plumber at either  location.          (Ex.  6,   p.   5-6)  Mr.

Lindholm  did  some  unsupervised  residential  plumbing  work  in   California   when   he

was at school   (Ex. 6, p. 15)

 

    II.   During  his  absences  from   Minnesota,   Tim's   Quality   Plumbing   continued

to operate.     From July  1984  through  July  1987,  Mr.       Lindholm   employed    Ross

Taormina,  a  licensed  master  plumber  to  run  his  business.  (T.  26.)  In   July   of

1987  Mr.  Lindholm  hired  Lawrence  Flemming,  a   licensed   master   plumber   to   run

the business.    (T. 28.)    Mr.  Lindholm  never  went  out  on  a  job  with  either  Mr.

Taormina  or  Mr.  Flemming.  (Ex.  6,  p.  19)

 

    12.    During  the   time   periods   covered   by   his   applications,   Mr.   Lindholm

performed work for Tim's Quality Plumbing when he was in Minnesota.               He   spent

some  time  on  general  office  duties.       He   also   performed   plumbing   work   and

repair  and   maintenance    work   including  drain    cleaning  and    thawing     frozen

pipes.   He  performed  plumbing  jobs  by  himself  without  a   licensed   plumber   being

with him at the job site         It  was  Mr.  Lindholm's  belief  that   if'   a   licensed

plumber  was  available  by  telephone  for  consultation,   this   was   sufficient.  (T.

51.)

 

 

 

 

                                            -3-

 


     13.   Through   discovery,   the   Department   has   asked   Respondent    for    any

document showing hours he worked for Tim's Quality Plumbing from 1 984  through

1990.      The  invoices  supplied    by  Mr.  Lindholm  which    bear  his  name  as    the

serviceman  for  the  calendar  year  1986  indicate  that  he  performed  12.5  hours   of

work of which 8.25 hours were maintenance work.           (Ex.  13.)   For  calendar   year

1987,  the  invoices  indicate  Mr.  Lindholm  worked  68.5  total  hours  of  which   46.5

hours  were  maintenance  work.       In  calendar year  1988,    the   invoices    indicate

that  the  Licensee  worked  57  hours  of which  28 were  maintenance  work.            The

invoices  indicate  that  Mr.  Lindholm  worked  with  another  person  during   5.5   hour

in  calendar  year  1987,  however,  the  other  persons   listed   were   apparently   not

licensed plumbers.  (T. 76.)

 

     14.  Mr.   Lindholm  advised   the   Department   that   he   worked   the   following

hours   doing  plumbing within the State of Minnesota during 1987-1988:

 

     July  1,  1987       August 16, 1987         SUM/BR                369

     Oct.  2,  1987       Oct  21,   1987         FALL/BR               104

     Nov  25,  1987       Nov  30,   1987         THAN/BR               36

     Dec  30,  1987       Jan  12,   1988         WIN/BR                99

     Mar   9,  1988       April 13, 1988          SPR/BR                108

     May   3,  1988       June 30, 1988           SUM/BR                270

 

                                                                                  986

 

     July  1,  1988       Aug  22,   1988         SUM/BR                405

     Sept 20, 1988        Oct  10,   1988         FALL/BR               112

     Nov  23,  1988       Nov  28,   1988         THAN/BR               n/a

     Dec  30,  1988       Jan  16,   1989         WIN/BR                126

     Apr  14,  1989       May 1, 1989             SPR/BR                126

     May  19,  1989       June 30, 1989           GRADUA                261

 

                                                                                 1030

 

     TOTAL                                                              2016

 

     (Ex.  12.)

 

     15.  Mr.  Lindholm  has  advised  the   Department   that   he   has   the   following

hours of practical plumbing experience within the State of Minnesota:

 

 

 

 

 

 

 

 

                                           -4-

 


            Period                                   Hours

 

      to July 1,  1988                                 3500.00

            (Ross Taormina)

 

      July 1, 1988 to June 30, 1989                    1030.00

            (Flemming)

 

      July, 1989 to June 1990                          2199.00

            (Flemming)

 

      July 1,  1990 to September 15, 1990               435.00

 

      TOTAL HOURS                                      7164.00

 

      (Ex.  B.)

 

      16.   The  Licensee worked alone on  most of  the  plumbing jobs  he  did            for

Quality     Plumbing.    (Ex.   6.  p.  21,30.      T.  50-51,177.)     The  Department     has

received    no complaints about the quality of the Licensee's plumbing work.               (T.

142.)    Mt.  Lindholm did very well  in courses he took on the plumbing code              and

on how to design plumbing systems.   (T.  186.)-

 

      17.   Since  the apprentice  statute was  passed  in  1986,  the Department          has

interpreted   the   "immediate   and   personal"   supervision   requirement   to   mean   that

the licensed plumber must be on-site with the apprentice.               (Ex.  23,  p.  14.   T.

64.)

 

      18.   The  Department  sends  a   newsletter   called   "The   Catch   Basin"   to   each

licensed    plumber    and    registered    plumbing    apprentice    in    the    State     of

Minnesota.  (T.  82.)  The   October   1986   issue   of   the   newsletter   advised   readers

of  the  amendment   of   the   state   statute   dealing   with   plumbers   apprentices   and

stated   the   requirements   of   four   years   of   practical   plumbing    experience    in

order to be eligible for the journeyman plumbing examination.   (Ex. 17.)

 

      19.   In   January   1989,   the   Department   sent    a    memorandum    to    building

officials  and  plumbing  inspectors  in   the   State   of   Minnesota   asking   their   help

in   ensuring   'that   all   plumber's   apprentices   were   registered   with   the   State.

The   memorandum     stated   that    "plumber's    apprentices     must   work   under    the

immediate  and  personal  supervision   of   a   licensed   master   or   journeyman   plumber,

or plumbing contractor."  (Ex.  18.)

 

      20.    In  April  of  1989,  the  Department  received   an   inquiry   from   a   resident

of    Hibbing,   Minnesota  asking,     among  other     things,   whether    an     apprentice

plumber  had  to  be   supervised   By   a   licensed   master   plumber   while   doing   home

repair work    for  pay.  In  a  letter  dated  April  24,   1989,   the   Department   advised

this person   that

 

      1.    A  plumber's   apprentice   must   work   under   the   immediate    and    personal

            supervision   of   either   a    licensed    master    or    licensed    journeyman

            plumber in cities of over 5,000 population such as Hibbing.

 

 

 

 

 

                                             -5-

 


    2     An  apprentice  working  on  any  job   in  a  city  of  over  5,000   in

          population  must  be  accompanied  by  a  licensed   plumber   who   will

          supervise his work.

 

(Ex.   19.)

 

    21.    In a January 1990 issue  of  "The  Catch  Basin"  portions  of  the  laws

pertaining  to  plumber's  apprentices  were  quoted   to   advise   readers   that

plumber's apprentices had to be registered with  the  Commissioner  of  Health  and

had to work as an employee  of  a  plumbing  contractor  under  the  immediate  and

personal supervision of either a master or  a  journeyman  plumber  or  a  plumbing

contractor.    It  also  advised  readers  that  when  a  plumber's  apprentice  had

completed four years as a registered apprentice,  he  or  !;he  would  be  eligible

to take the journeyman plumbing exam.  (Ex. 20.)

 

    22.    In August of 1990  an  ad  hoc  advisory  work  group  on  the  Minnesota

Plumbing Program submitted a report to the  Commissioner  of  Health.  One  of  the

recommendations of the group in regard to plumber's apprentices was that

 

    The ratio of  plumber's  apprentices  to  plumbers  should  be  one  apprentice

    for  the  first  plumber,  and  one  additional   apprentice   for   each   two

    additional plumbers on the job.      A plumbing company  may  not  employ  more

    apprentices  than  can  be  supervised  under the  designated  ratio.     Al so,

    there should  be  a  penalty  for  unsupervised  apprentices  or  noncompliance

    with the designated ratio.      MDH should -review the  ratio  at  the  time  of

    apprentice registration.

 

(Ex. 21. p. 10.)

 

    Based upon the  foregoing  Findings  of  Fact,  the  Administrative  Law  Judge

makes the following:

 

 

                                   CONCLUSIONS

 

    1.    The  Commissioner  of  Health  and  the  Administrative  Law  Judge  have

jurisdiction in this matter pursuant to Minn.  Stat.  326.43 and 14.50.

 

    2.    The Department of Health has  complied  with  all  relevant,  substantive

and procedural requirements of statutes and rule.

 

    3.    The Licensee received proper and timely notice of  the  hearing  in  this

matter.

 

    4.    The Department has the  burden  of  proof  under  MInn.  Rule  1400.7300,

subp. 5. to establish that  the  Licensee's  journeyman  plumber's  license  should

be  revoked

 

    5.    Minn.  Stat.  326.43 provides in part as follows:

 

              The Board (sic) may revoke any  license  obtained  through  error  or

              fraud, or if the licensee is shown  to  be  incompetent,  and  for  a

              willful violation of  any  of  its  rules,  or  of  local  ordinances

              applicable to such work, or of sections  326.37  to  326.45,  or  for

              knowingly aiding or abetting one to  do  plumbing  work  who  is  not

 

 

 

 

                                       -6-

 


                properly  licensed  or  the  employing  by  a   master   plumber   of   an

                unlicensed  person  to  do  plumbing  work  in   places   where   licenses

                are required . . . .

 

 

     6.   Minn.  Stat.  326.401, subds. 1 and 2 provides as follows:

 

                Subdivision  1.    Registration.     a  plumber's   apprentice  must   be

                registered  with  the  commissioner   of   Health   -on   a   registration

                application  form  supplied  by  the   commissioner   showing   the   date

                of   beginning   training,   age,    schooling,    previous    experience,

                employer, and other information required by the commissioner.

 

                Subd.   2.   Journeyman    exam.    A  plumber's    apprentice    who   has

                completed   four   years   of    practical    plumbing    experience    is

                eligible  to take the journeyman plumbing examination.           Up to  24

                months  of  practical  plumbing  experience  prior  to   registration   as

                an   apprentice   may   be   applied   to   the    four-year    experience

                requirement.       However,    none    of   this    practical      plumbing

                experience  may  be  applied     if  the  person  does    not   have   any

                practical  plumbing  experience  in  the   12-month   period   immediately

                prior  to  registration.      The   commissioner   may   adopt   rules   to

                evaluate  whether  the  person's  past   practical   plumbing   experience

                is  applicable  in  preparing  for  the   journeyman's   examination.   If

                two  years  after  completing  the  training  the  person  has  not  taken

                the  examination,  the  four  years  of  experience  shall  be  forfeited.

 

                The  commissioner  may  allow  an  extension  of  the  two   year   period

                for  taking  the  exam  for  cases  of  hardship  or   other   appropriate

                circumstances.

 

     7.   Minn.    Stat.     326.01,   subd.  9  defines   "plumber's    apprentice"    as

follows:

 

                A  "plumber's  apprentice"  is  any  person,  other  than   a   journeyman

                or  master  plumber,  who,  as  a  principal  occupation,  is  engaged  in

                working  as   an   employee   of   a   plumbing   contractor   under   the

                immediate  and  personal    supervision  of   either   a   master   or   a

                journeyman   plumber   or   plumbing   contractor    in    learning    and

                assisting in the installation of plumbing.

 

     8.   Minn.    Rule  pt.  4715.0100  subp.   7 6 .  defines  "plumbing".    it   states

 that:

 

                "Plumbing"  means  the  business,  trade,  or  work  having  to  do   with

                the  installation,  removal  ,  alteration,  or  repair  of  plumbing  and

                drainage systems or parts thereof.

 

     9.   Minn.    Rule  pt.  4715.0100  subp.  81 .  defines  "plumbing  system".       it

states that:

 

                The   "plumbing   system"   means   and   includes   all   potable   water

                supplies   and   distribution   pipes,   all   plumbing    fixtures    and

                traps,  all   drainage  and  vent  pipes  and  all    building     drains,

 

 

 

 

 

                                           -7-

 


                including  their   respective   joints   and   connections,   devices   and

                appurtenances   within   the   property   lines   of   the   premises   and

                shall include a potable water treatment or using equipment.

 

     10.  The  Department  has  proved  by  a  preponderance  of  the  evidence  that   the

licensee  had  not  completed  four  years  of   practical   plumbing   experience   before

taking the journeyman plumbing examination.

 

     11.  The  Department  has  proved  by  a  preponderance  of  the  evidence  that   the

licensee's  practical     plumbing  experience   was   not   under   the   "immediate   and

personal  supervision"  of  either   a   master   or   journeyman   plumber   or   plumbing

contractor.

 

     12.  The  Department  has  proved  by  a  preponderance  of  the  evidence  that   the

licensee obtained his journeyman's plumbing license through error or fraud.

 

     13.  The  Department  has  proved  by  a  preponderance  of  the  evidence  that   the

licensee   has   violated   Minn.    Stat.     326.01,   subd.   9,   which   requires    a

plumber's  apprentice  to  work  under  the   immediate   and   personal   supervision   of

either a master or journeyman plumber or plumbing contractor.

 

     14.  That  Ex.  21  should  be  and  is  received  into  evidence  in  this  contested

case proceeding.

 

     15.  Based  upon  the  foregoing   conclusions,   Administrative   Law   Judge   makes

the following:

 

 

                                     RECOMMENDATION

 

     IT   IS   HEREBY   RECOMMENDED:    that   the   Commissioner     of   Health     take

disciplinary  -action  against  the   journeyman's   plumbing   license   of   Timothy   A.

Lindholm.

 

Dated:  April             1992.

 

 

 

 

                                        GEORGE A. BECK

                                        Administrative Law Judge

 

 

                                         NOTICE

 

     Pursuant  to  Minn.  Stat.    14.62,  subd.  1,  the  agency  is  required  to  serve

its  Final  decision  upon  each  party  and  the  Administrative   Law   Judge   by   first

class mail.

 

Reported  By:  Taped.  Transcript  prepared  by  Jeffrey  J.   Watczak,   Court   Reporter.

 

 

 

 

 

 

 

                                           -8-

 


                                       MEMORANDUM

 

     The  Department  of  Health  has  the  burden  of  proof  in  this   proceeding   to

show  that  the  Respondent,  Mr.  Lindholm  obtained  his  license  through   error   or

fraud  and  that  he  violated  the  plumbing  law  by  performing  plumbing  work  while

unlicensed    without  the   immediate   and  personal    supervision   of  a    licensed

plumber.     Minn.  Stat   326.401 ,  subd.  2    requires  a  plumber's   apprentice   to

complete  four  years  of  practical  plumbing  experience  in  order  to   be   eligible

to take the journeyman plumbing examination.           The  Department   has   interpreted

the  statute  to  mean  that  an  apprentice  must  work  1,750  hours  per  year  for  a

total of 7,000  hours  before  he  is  permitted  to  take  the  journeyman  examination.

 

     All  of  the  applications  submitted  were  verified,  meaning  that  the  Licensee

swore  under  oath  before  a  notary  public  that  the  contents   of   the   affidavit

were true.     Nonetheless,  the  applications  for  registration  and  for   taking   the

journeyman  examination  filed  by  the  Licensee  contain  a  number  of   discrepancies

when compared to the facts in this record.          For  the  years  1984  through   1986,

Mr.  Lindholm claimed 4,223 hours in his first application.            A  normal   40-hour

work  week  would  yield  2,080  hours  per  year  without  holidays,  vacation  or  sick

leave.    However,  the  Licensee  did  not  disclose  to  the  Department   that   during

the  1984-85  school  year  he  was  a  full-time  student  at   Ambassador   College   in

Texas.    He  returned  to  Minnesota  only  for  breaks  during  the  school   year.    He

was in Minnesota  full-time  from  the  spring  of  1985  to  June  of  1986.  If  it  is

assumed  that  Mr.  Lindholm  worked  over  2,000  hours  during  1985-86   which   would

represent  full-time  employment,  it  does  not-seem  possible  that   he   would   have

been  able  to  work  another  2,000  hours  in  plumbing  while  attending  school  full

time as a  student  in Texas.       Mr.  Lindholm  did  not  claim  that  the   had   done

plumbing work in Texas or had taken plumbing related courses in school.

 

     In  his  initial  application  the  Licensee  also  claimed  that  he  worked  3,120

hours in  plumbing  from  1986  to  1988.  He  did  not  disclose  however  that  he  was

out of the  country  in  Scotland  and  Jordan  from  July  of  1986  to  June  of  1987.

He  returned  to  Minnesota  for  one  break,  which,  together  with  some  other   days

in  June  of  1987,  meant  that  he  was  in  Minnesota  for   approximately   58   days

during 1986-87.      This  would  have  permitted  him  to  work  a  maximum  of   perhaps

450 hours  in  Minnesota.      Mr.  Lindholm  also  failed   to   disclose   that   during

1987-88   he  was   a  full-time   student   in  school   at   Ambassador    College   in

California and was  home  in Minnesota only for breaks.            When   the   Department

began  to  question  his  record  of  plumbing  experience,  Mr.  Lindholm   advised   the

Department  that  he  had  worked  a  total   of   986   hours   in   plumbing   work   in

Minnesota during 1987-88 while he was home on breaks.            (Finding  of   Fact   No.

14)   If  the  numbers  submitted  are  accurate,  they  represent  a   high   number   of

hours worked per week.       For  example,  during  the  six-week  period  from  July   1,

1987,  to  August  16,  1987,  Mr.  Lindholm  stated  that  he  worked   369   hours   or

approximately  62  hours  per  week.      Even  if  the  986  hours   are   accurate,   it

represents  only one-third  of  the  hours  he     initially  claimed.   None   of   the

hours   claimed  by  Mr.   Lindholm  in  any  of  his    applications    or    subsequent

submissions  have  been  supported  by  any  written  documentation  such   as   invoices

from his business, except as noted in Finding of Fact No. 13.

 

     In  his  application  submitted  for  the  year  1988-89,  the  Licensee   alleged

that he had worked 12 months for a total of 2,041 hours.            He  was,  however,   a

full-time  student  in  California  from  the  fall  of  1988  to  the  spring  of  1989,

returning only for breaks.       In  his  prehearing  submission  to  the  Department  the

Licensee  claims  that  he  worked  1  030  hours  during  breaks  while   in   Minnesota

 

 

 

 

                                          -9-

 


and before and after the school year.         (Finding of Fact No.  14)      He   states

that  the    1000-hour  discrepancy  from  his  original  application  is  made  up   by

residential  plumbing  he  did  in  California  (T.  38.)  and  classwork  at   college.

He  acknowledges  however  that  none  of  this  classwork  related  to   plumbing   and

was  only   arguably   relevant   in  that   he  took   some  business   and    computer

courses.     Mr.  Lindholm  did  not  work  12  months  full-time   as   a   plumber   as

stated.    Nor  did  he  have   any  reason  to  believe  that  business     courses   or

plumbing  work   in  California  could  qualify  as     experience   for   a   Minnesota

apprentice.     The  Licensee  presented  no  convincing  evidence  that   he   did   any

significant plumbing work in California.

 

    During  1989-90  the,  Licensee  was  present  in  Minnesota   and   claimed   2,199

hours  on  his  application.     He  claimed  a  total  of  in  excess   of   7,000   for

practical   plumbing   experience   during   the   four-year   period   preceding    his

application to take the examination.

 

    The Department  has  sustained  its  burden  of  proof  to  show  that  it  is  more

likely than not  that  the  Licensee  did  not  have  the  experience  required  by  the

statute to take the journeyman examination.         Although  the  Department   has   the

burden,  it  is  significant  that  Mr.  Lindholm  was  unable  to  provide   for   this

hearing  record  any  written  documentation  of  the  hours  of  plumbing  work   which

he claims.    Additionally,  the  hours  that  he  has  claimed  has  varied  from  his

application  forms  to his    prehearing  submissions   to   the   Department,   to  the

evidence submitted at the     hearing.    The  way  that  the  Licensee  filled  out  the

application forms indicate    an intent to  deceive  the  Department  and  weakens  his

credibility in regard to the number of hours he claims.           First,  he  failed   to

disclose  that  he  was  self-employed  although  one  form   specifically   called  for

him  to  do  so.     He  listed  Ross  Taormina   and   Larry   Flemming   as   employers

although they were in fact his employees.          He  failed  to  disclose  all  of  his

education presumably   because  to  do  so  would  have  indicated  to  the   Department

his absence from the State of Minnesota.        Likewise,  he  failed  to  disclose  that

he  was  out  of  the  country  for  one  year     even   though  he  was     apparently

attempting   to  claim  credit  for   some  plumbing  work  done     in  Scotland    and

Jordan.    At no time   did  his  applications  ever  indicate  that  any  of  the   work

for  which  he  was  claiming  credit  was  done  outside  the  State  of  Minnesota  or

that  significant  hours  were  attributable  to  college  classwork.            It    is

concluded that  even  apart  from  the  issue  of  whether  the  Licensee  was  properly

supervised,  it  is  more  likely  than  not  that  he  did  not  have  the   experience

required by the  statute.  Even  if  the  total  hours  submitted  by  the  Licensee  at

the  hearing  were  found  to  be  accurate,    they  total   less  than   7,000   hours

through June of 1990, the cutoff date for the 1990 examination.            (Finding   of

Fact No. 15)

 

    The  second  major  issue  in  this  case  concerns  how  a   plumber's   apprentice

must be  supervised.  The  statutory  definition  at  Minn.  Stat.    326.01,  subd.  9

states  that  a  plumber's  apprentice  must  be  "under  the  immediate  and   personal

supervision of  either  a  master  or  journeyman  plumber  or  plumbing  contractor  in

learning and assisting in the installation of plumbing."          The  Licensee   admits

that  very  little  of  his  plumbing  experience  involved   being   with   a   licensed

plumber on the premises where the plumbing work was being done.            The   Licensee

argues  that  the  supervisory  requirement  is  satisfied  if  a  licensed  plumber  is

back at the  shop  and  is  available  for  consultation  by  telephone  or  for  an  on

site visit if necessary.

 

 

 

 

 

 

                                         -10-

 


     The  Licensee  asserts  that   the   Department's   interpretation   that   supervision

must  be  "on  site"  is  not  present  in  statute   or   rule   and   is   therefore   not

enforceable.    tie  argues  that  an  analogy  should  be  made  to   the   definition   of

the   term   "personal   supervision"   which   was   adopted   in   1991    for    licensed

electricians.      It   indicates    that  a  licensed   electrician  must       oversee  and

direct   the   electrical   work   performed   by   an   unlicensed    person    by    being

immediately  available  to  the  unlicensed  person  at  all  times   for   assistance   and

direction.     The  licensed  electrician  must   actually   review   the   electrical   work

performed   by   an   unlicensed   person.   Minn.    Stat.     326.01,   subd.  6g.   (1991

Supp.)     The  Licensee   argues   that   the   Department's    interpretation      of  the

supervision  requirement   for   plumber's   apprentices   is   subjective   and   has   not

been  publicized  to  the  regulated  community.   He   suggests   that   the   Department's

interpretation  does  nothing  to   protect   public   safety   and   is   an   attempt   to

rewrite the requirements of the statute.

 

     The  Department  and  the  Administrative  Law  Judge  are   obligated   to   implement

the  legislative  intent embodied  in  statute.         Minn   Stat.      645.08   provides

that  words  and  phrases  are   to   be   construed   according   to   their   common   and

approved usage.      The  dictionary  definition  for   "immediate"   is   "close   at   hand

or  near.''  ''Personal"  is  defined  as  "done,  made,  or  performed  in   person".   The

American Heritage Dictionary (2nd College Ed.1982).            Employing   the    dictionary

definitions  in  interpreting  the  statute  appears  to  mean   that   supervision   by   a

licensed   plumber  would  have  to  be      performed   in  person    in  the     immediate

vicinity of the unlicensed person.

 

     The  Minnesota  Supreme  Court  has  held  that  where   an   agency   policy   is   an

interpretation  of  a  statute   consistent   with   the   statute's   plain   meaning,   it

does  not   constitute   improper   rulemaking   or   policymaking.   Cable   Communications

Board  v.   NorWest  Cable  Communications  Partnership,        356   N.W.2d   658    (Minn.

1984)   Generally  some  deference  is  given   to   an   agency's   interpretation   where

the   interpretation   is    longstanding.   Resident  v  Noot,   305   N.W.2d   311,   312

(Minn.  1981).    A  longstanding  interpretation  by   an   agency   usually   weighs   in

favor  of  a  finding  of  a  mere  interpretation  of   a   statute   as   opposed   of   a

finding  of   improper   adoption   of   a   rule.  White   Bear   Lake   Care   Center   v.

Minnesota-Department of Public Welfare, 319 N.W.2d 7, 8 (Minn.  1982);             Jones

v.  Minnesota  State  Board  of  Health,  301  Minn.  481,   483,   221   N.W.2d   132,   134

(1974).  The  record  indicates  that  the   Department   has   interpreted   the   personal

supervision  requirement  consistently  since  the  statute   was   passed   in   1986.    It

has  attempted  to  publicize  the  requirements  of   the   statute   in   its   newsletter

sent  to  licensees  and  apprentices.  In  response  to  an  inquiry  from  a   member   of

the   public   in   1989,   the   Department   indicated   its   interpretation    of    the

statutory  language  that  an   apprentice   had   to   be   accompanied   by   a   licensed

plumber to supervise his work.   (See Findings of Fact Nos. 18-21)

 

     It  is  concluded   that   the   words    "on  site"  are   not  necessary      to  the

interpretation of the apprentice definition.          The  words   personal   and   immediate

are specific and not ambiguous.         The   Department's   application   of   the   statute

is  consistent  with  its  plain  meaning.        The  plain   legislative   intent   is   to

require    the  licensed  plumber    to  accompany   an   unlicensed   apprentice.       The

record  indicates   that   the   purpose  of  an  apprentice  program   is   to   allow   the

unlicensed person to learn from the master or journeyman plumber.                  Experience

acquired   by   an   apprentice   cannot   be   verified   unless   there   is   a    direct

relationship  of  this  nature  with   a  licensed plumber.    (Ex.  23  p.  12,   30.)   As

one    witness  testified  you  cannot  teach  plumbing  over  the  telephone.          (T.

155.)   While  the  analogy   drawn   by  the   Licensee   to   supervision   of   unlicensed

 

 

 

 

                                           -11-

 


persons  doing   electrical   work   is   interesting,   it   is   possible   that   the

legislature  has  chosen  a  different  rule  for  apprentices  learning  the   plumbing

trade   than  for  unlicensed  persons    learning  the  electrical    trade.     It   is

therefore   concluded   that  the   Licensee  violated   the  apprentice   statute    by

practicing  plumbing  without  the   reqqired   supervision   and   that,   additionally,

the  experience  he   did   gain   in   plumbing   work   was   acquired   without   the

appropriate supervision.

 

    The  parties  also  spent  some  time  in  their   posthearing   briefs   discussing

whether  maintenance  and  repair  work  constitutes  plumbing  for  the   purposes   of

acquiring  experience.  The  Department  does  not  believe  that  activities  such   as

drain  cleaning  constitute  plumbing  experience.          Some   of   the    Licensee's

experience  was  acquired  in  activities  such  as  drain  cleaning.  It  appears  that

it  is  the  Department's  intent  to  be  sure  that  applicants  have  experience   in

other   areas   of   plumbing   besides   just   maintenance   and   repair   or   drain

cleaning.    In  light  of  the  above  discussions  in  this  memorandum,  however,  the

question of what constitutes plumbing is not a critical issue.

 

                                          GAB

 

 

 

 

 

 

 

 

                                         -12-