48-0325-21720-CV

STATE OF MINNESOTA

OFFICE OF ADMINISTRATIVE HEARINGS

 

 

Roy Henry, Sr.,

                                           Complainant,

vs.

 

Mayor Andrew Kaufmann and

City of Montrose,

                                           Respondent.

 

 

ORDER FINDING

NO PRIMA FACIE VIOLATION AND DISMISSING COMPLAINT

On November 22, 2010, Roy Henry, Sr. filed a Complaint with the Office of Administrative Hearings alleging that Andrew Kaufmann, Mayor of the City of Montrose, violated an unidentified provision of Minn. Stat. Chap. 211B by using the City of Montrose Newsletter to encourage the voters of Montrose to keep the current City Council intact.

The Chief Administrative Law Judge assigned this matter to the undersigned Administrative Law Judge on November 22, 2010, pursuant to Minn. Stat. § 211B.33.  A copy of the Complaint was sent by United States mail to the Respondent on November 22, 2010.

After reviewing the Complaint and the attached documents, and for the reasons set out in the attached Memorandum, the Administrative Law Judge finds that the Complaint fails to set forth a prima facie violation of Minn. Stat. § 211B.06.

ORDER

IT IS ORDERED:

That the Complaint filed by Roy Henry, Sr. against Mayor Andrew Kaufmann and the City of Montrose is DISMISSED.

 

Dated: November _29th_, 2010

 

/s/ Steve M. Mihalchick

STEVE M. MIHALCHICK

Administrative Law Judge

 

 

NOTICE

Under Minn. Stat. § 211B.36, subd. 5, this Order is the final decision in this matter and a party aggrieved by this decision may seek judicial review as provided in Minn. Stat. §§ 14.63 to 14.69.

 

MEMORANDUM

The Respondent, Andrew Kaufmann, is the current Mayor of the City of Montrose.  The Complainant, Roy Henry, Sr., ran for and won a seat on the Montrose City Council in the most recent election on November 2, 2010.[1] 

The Complaint alleges that Mayor Kaufmann violated fair campaign practices laws (Minnesota Statutes Chapter 211B) by using the City of Montrose Newsletter as a campaign endorsement for his friend Ryan Andreae, an incumbent on the Montrose City Council.  The newsletter is paid for with taxpayer dollars and was sent out to the citizens of Montrose on the Friday before the election.  Mayor Kaufmann wrote: “We have a wonderful team in place with these positive results driven by cooperation between city staff & City Council &, intact, our future remains bright.”  The newsletter was also posted on the City of Montrose’s website, along with the following quote:  “A campaign season reminder; [sic] ‘Incivility and cruelty say more about people whose behavior is described by these terms than it does about their targets.’  It is extremely unlikely that someone who runs a negative campaign can be a positive influence on their community.”

The Complainant failed to identify what provision of Minnesota Statutes Chapter 211B he believes Mayor Kaufmann violated by including these statements in the newsletter and on the website, but the Complainant did include a copy of Minn. Stat. § 211B.06. Pursuant to Minn. Stat. § 211B.32, subd. 3, the complaint must detail the factual basis for the claim that a violation of law has occurred on a form prescribed by the Office of Administrative Hearings.  The complaint form requires complainants to “give the statutory cite to the part of Minnesota Statutes Chapter 211A or 211B that [they] believe has been violated.”  Minnesota Statues Chapter 211A governs campaign financial reporting laws for local and municipal candidates.  

Even though the Complainant did not cite a particular provision of Chapter 211B on the complaint form, the Administrative Law Judge will analyze the claim under Minn. Stat. § 211B.06, because the Complainant attached the language of that section to the Complaint.  Minn. Stat. § 211B.06 provides in relevant part:

A person is guilty of a gross misdemeanor who intentionally participates in the preparation, dissemination, or broadcast of paid political advertising or campaign material with respect to the personal or political character or acts of a candidate, or with respect to the effect of a ballot question, that is designed or tends to elect, injure, promote, or defeat a candidate for nomination or election to a public office or to promote or defeat a ballot question, that is false, and that the person knows is false or communicates to others with reckless disregard of whether it is false.

Campaign material is “any literature, publication, or material that is disseminated for the purpose of influencing voting at a primary or other election.”[2]

 In Kennedy v. Voss,[3] the Minnesota Supreme Court observed that the statute is directed against the evil of making false statements of fact and not against unfavorable deductions, or inferences based on fact - even if the inferences are “extreme and illogical.”[4]  The Court pointed out that the public is protected from such extreme and illogical inferences by the ability of other speakers to rebut these claims during the campaign process.[5]  In addition, expressions of opinion, rhetoric, and figurative language are generally protected speech if, in context, the reader would understand that the statement is not a representation of fact.[6]

The Administrative Law Judge concludes that both of the statements that Complainant highlighted are statements of opinion and are not actionable under Section 211B.06.  A reasonable reader would understand these statements to be opinions or inferences regarding the current make-up of the City Council and how it affects the future of Montrose.  As to the quote regarding incivility, a reasonable person would understand the statement to be an opinion about the effect of negative campaigns on voters and the community.  The Complainant cannot establish that these statements are demonstrably false statements of fact.  Under the statute, it is the Complainant’s burden to demonstrate that the statements are false; not the Respondent’s burden to show that his statements are beyond dispute.[7]  In addition, the statements are not statements about the personal or political character or acts of any identified candidate.  The mayor may have been referring to working with the entire council and city staff.  Inferences and personal knowledge of certain facts are required to interpret the statements as Complainant does.

The Complainant has failed to allege a prima facie violation of Minn. Stat. § 211B.06 with respect to the identified statements and these allegations are dismissed. 

 

S. M. M.



[1] See, 2010 election results from the Minnesota Secretary of State’s website.

[2]  Minn. Stat. § 211B.01, subd. 2.

[3] 304 N.W.2d 299 (Minn. 1981).

[4] Id. at 300.

[5] Id.

[6] Jadwin v. Minneapolis Star and Tribune Co., 390 N.W.2d 437, 441 (Minn. App. 1986), citing Old Dominion Branch No. 496, National Assoc. of Letter Carriers v. Austin, 418 U.S. 264, 284-86 (1974); Greenbelt Coop. Publishing Assoc. v. Bresler, 398 U.S. 6, 13-14 (1970).  See also Milkovich v. Lorain Journal Co., 497 U.S. 1, 16-17 (1990); Diesen v. Hessburg, 455 N.W.2d 446, 451 (Minn. 1990); Hunter v. Hartman, 545 N.W.2d 699, 706 (Minn. App. 1996);

[7] See, Hill v. Notch, OAH Docket No. 8-6326-17585-CV.