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OAH 3-0325-20939-CV |
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STATE OF
OFFICE OF ADMINISTRATIVE HEARINGS
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Complainant, vs. Respondent, and Daniel D. Dobson,
Complainant, vs.
Respondent. |
FINDINGS
OF FACT, CONCLUSIONS AND ORDER |
The above-entitled matter came on for an evidentiary
hearing on November 18, 2009, before a panel of three Administrative Law
Judges: Kathleen D. Sheehy (Presiding
Judge), Barbara L. Neilson, and Cheryl LeClair-Sommer. The hearing record closed on November 23,
2009, upon receipt of post-hearing briefs from the parties.
Chuck Repke and Daniel D. Dobson (Complainants) appeared
on their own behalf without counsel.
Jay Benanav and Jane Prince, Attorneys at Law, Weinblatt & Gaylord PLC, appeared on behalf of Saint Paul Better Ballot Campaign, a Project of FairVote Minnesota (Respondent or BBC).
STATEMENT OF ISSUES
1. Did
Respondent violate Minn. Stat. § 211B.02 by claiming in campaign material that
the Minnesota DFL, the League of Women Voters–Minnesota (LWV-MN), and the
League of Women Voters–St. Paul (LWV-SP) endorsed the IRV ballot question in
St. Paul?
2. Did
Respondent violate Minn. Stat. § 211B.02 by claiming in campaign material that
President Barack Obama, Senator John McCain, Ralph Nader and Cynthia McKinney
endorsed the ballot question in St. Paul, when the Respondent failed to obtain
written permission from these individuals?
The panel concludes that the Complainants have established
by a preponderance of the evidence that Respondent violated Minn. Stat. § 211B.02,
and assesses a civil penalty of $5,000.
Based
upon the entire record, the panel makes the following:
FINDINGS OF
FACT
1.
Respondent Saint
Paul Better Ballot Campaign is a committee organized to support instant runoff
voting (IRV) in
2.
FairVote
3.
In
2008, the St. Paul City Council certified a petition to place IRV on the
Shall
Chapter 7 of the City Charter be amended to require that the method for
electing the Mayor and the City Council members be by Single Transferable
Voting, sometimes known as Ranked Choice Voting or Instant Runoff Voting (IRV),
which is a method without a separate primary election by which voters rank
candidates for an office in order of preference on a single ballot: first, second, third, fourth, fifth, sixth,
and so on; and votes are then counted in rounds until one candidate emerges
with a majority of votes cast; and with ballot format and rules for counting
votes adopted by ordinance?[2]
4.
Complainant
Chuck Repke is a resident of
5.
Complainant
Daniel Dobson is also a resident of
6.
In the week
before the election, Respondent mailed and delivered three pieces of campaign
literature that urged people to vote in favor of the ballot initiative.The
first is a postcard on which George Latimer, Former Mayor of Saint Paul,
outlined the reasons to support instant runoff voting and urged voters to: “Please vote YES for Instant Runoff Voting on
November 3.” The corner on the front of
the card reads: “P.S. Don’t just take my
word for it, turn to see the broad-based support for IRV, including the League
of Women Voters.”

The back of
the card states in large letters, “Vote Yes for Instant Runoff Voting Nov.
3.” To the left of that statement are
the words “Endorsed by President Barack Obama & former presidential
candidate John McCain. Also by the
League of Women Voters of St. Paul & Minnesota, the Minnesota DFL Party,”
and a list of 19 other organizations.
Respondent mailed approximately 10,000 of these postcards to voters in

7.
The second piece
of literature, an orange flyer, states in large letters “Vote Yes for Instant
Runoff Voting Nov. 3.” At the top of the
flyer, it states “DFL . . . Endorsed!” On the left side the card reads: “Endorsed by President Barack Obama &
presidential candidates John McCain, Cynthia McKinney & Ralph Nader…[a]lso
by the Minnesota DFL Party” and the “League of Women Voters of Saint Paul and
Minnesota.” Respondent mailed
approximately 30,000 of these flyers to voters in

8.
On October 30,
2009, Complainant Repke filed a complaint with the Office of Administrative
Hearings alleging that the Respondent had violated Minn. Stat. § 211B.02 based
on the claimed endorsement of the League of Women Voters in the first postcard
mailed by the Respondent. On November 2,
2009, Complainant Dobson filed a similar Complaint based on the claimed
endorsements of the DFL party and some of the individuals listed in the second
piece of campaign material. The Complaints
were consolidated in an order dated November 2, 2009.
9.
On November 3,
2009, the day of the election, the Respondent distributed a third flyer to
voters in
10.
The ballot
question was narrowly approved in the general election. It passed with approximately 52% of the vote.[7]
11.
Jeanne Massey is
the executive director of FairVote
12.
The three flyers
at issue were prepared by Jeanne Massey and BBC committee members Kathleen
Murphy, Ellen Brown, and Dakota Johnson.[9]
13.
The Better
Ballot Campaign was advised by attorney Jay Benanav, former Saint Paul Mayor
George Latimer, and former Minnesota Senate Majority Leader John Hottinger.[10]
Claimed Endorsement by the DFL
14.
In the postcard
and flyer distributed before the election, the Respondent stated that the ballot
question was endorsed by the “DFL” and the “Minnesota DFL Party.”[11]
15.
The Minnesota
DFL generally supports the use of IRV in state and local elections, as provided
in its 2008-2010 Action Agenda and Legislative Priorities. The Minnesota DFL does not, however, endorse
ballot questions in municipal elections.
Any support for a ballot question, along with approval to appear on the
DFL sample ballot, must be provided by the local DFL unit. Only persons residing within the electoral
jurisdiction of the ballot question can vote to support a local ballot
question.[12] The DFL treats the endorsement of a ballot
question similarly to the endorsement of a candidate. To obtain an endorsement, a ballot question
needs 60% of the vote of the competent endorsing body. Only the St. Paul DFL had the authority to
take a position on the
16.
In 2007, the
Respondent was successful in obtaining endorsement from the St. Paul DFL for an
IRV ballot question, along with approval to place the “vote yes” position on
the DFL sample ballot. Because of a
pending legal challenge to IRV in
17.
In 2009, the
Respondent again sought the endorsement of the St. Paul DFL for an IRV ballot
question.
18.
On
19.
Jeanne Massey,
Kathleen Murphy, and Dakota Johnson attended the
20.
Brian Melendez,
Chair of the Minnesota DFL, personally supports the concept of IRV. The Respondent obtained permission from Mr.
Melendez to use his name and photograph on its website as a supporter of the
IRV ballot measure.[17]
21.
After the
postcard and flyer were mailed, several persons objected to the claimed
endorsement by the DFL. In response to
questions posed by Jeanne Massey and Kathleen Murphy, Mr. Melendez notified them
on October 31, 2009, that the claimed endorsement by the DFL was false:
While
the Party’s platform generally supports the adoption of instant-runoff voting,
that support does not mean that the Party “endorses” any particular ballot
question. In fact, the Party
specifically declined to endorse the
Claimed Endorsement by the League of Women Voters
22.
In the postcard
and flyer, Respondent stated that the
23.
In 2004 and 2005,
the LWV-MN conducted a study on alternative voting systems. Of the five voting systems studied, the
League voted to support two – plurality voting and instant runoff voting.[20]
24.
Based on the
study, on February 19, 2005, the LWV-MN adopted the following position
regarding IRV:
LWVMN
supports the option to use Instant Runoff Voting to elect State and Local
Officials in single seat elections.
LWVMN also supports the continued use of the plurality voting system in
our elections. The LWVMN Board reserves
the right to decide the appropriateness of legislation proposing to replace the
plurality voting system with the Instant Runoff System at the state level. LWVMN supports the right of local governments
and municipalities to choose Instant Runoff Voting for their own local
elections. Voters need to understand how
votes in an election are tabulated and how a candidate actually wins an
election. If a change in elections
systems occurs, LWVMN supports adequate voter education. LWVMN does not support Approval, Borda Count,
or Condorcet as alternative voting systems.[21]
25.
The LWV-MN generally
supports IRV as a voting system. On its
website, under the heading “Program at a Glance,” LWV-MN has listed
approximately forty program statements, which are similar to action items,
pertaining to such subjects as government, criminal justice, education and
social policy. Under the topic
“Government,” LWV-MN states: “Election
Processes: Support improvements in
election laws. Support improvements in
laws regulating campaign practices.
Allow Instant Runoff Voting.
Support timely redistricting based on population.”[22]
26.
The LWV-SP, as a
local unit of the State League, cannot hold a position contrary to the LWV-MN.[23]
27.
On May 14, 2007,
the LWV-SP endorsed Respondent’s petition to amend the St. Paul City Charter to
allow for instant runoff voting. The LWV-SP
did not endorse the ballot question; it simply voted to support Respondent’s
efforts to present the question to voters in
28.
On June 13,
2007, Sigrid Johnson, Co-President of the LWV-SP, sent email correspondence to
Beth Mercer-Taylor, a BBC volunteer.
Johnson indicated that the LWV-SP generally supported instant runoff
voting. The email stated: “At our Annual Meeting in May we voted to
concur with the State LWV position and are in favor of IRV.”[25]
29.
On September 13,
2007, Roberta Megard, member of the LWV-SP, sent email correspondence to Ms.
Mercer-Taylor. The email stated:
The
membership of LWVSP voted to support IRV at its annual meeting in May. You would have to get approval from the Exec.
Committee through Sig and Phyllis in order to get sponsorship from the
League. However, this should be pro
forma only. Give me a call or e-mail and
I would be happy to talk about other issues for the campaign.[26]
30.
The communications
and email correspondence that occurred in 2007 between Respondent and the LWV-SP
pertained only to Respondent’s efforts to place instant runoff voting on the
ballot to let voters decide which election system should be used in local
elections. The LWV-SP supported these
efforts to place instant runoff voting on the ballot, but neither the LWV-MN nor
the LWV-SP took a position that the then-existing plurality voting system in
31.
On October 21,
2009, the LWV-MN sponsored a debate on IRV at
32.
On October 28,
2009, after receiving the first postcard on which Respondent claimed the
endorsement of the LWV-SP, Sigrid Johnson, Co-President of the LWV-SP, and
Marion Watson, League member, wrote a letter to the editor of the Pioneer Press
requesting that Respondent correct the error.[29]
Claimed Endorsements of President Obama, Senator
McCain, Ralph Nader and Cynthia McKinney
33.
In the postcard,
Respondent stated that the
34.
In 2002,
President Obama, while a state legislator in
35.
Respondent did
not obtain written permission to use the names of President Obama, Senator
McCain, Ralph Nader, or Cynthia McKinney in its campaign material. It based its claimed endorsements on public
statements these individuals apparently made in the past supporting IRV in
other contexts. These individuals made no
statements supporting the use of IRV in
36.
Respondent
obtained written permission from most if not all of the local officials and community
leaders whose support it claimed on its website.[33]
37.
Respondent’s
website was designed to allow individuals to provide electronic written
permission to use their names as a public endorsement of “advanced voting
methods like instant runoff voting.”[34]
Based upon the foregoing Findings of
Fact, the panel makes the following:
CONCLUSIONS
1. Minn. Stat. § 211B.35 authorizes the panel of
Administrative Law Judges to consider this matter.
2. Minn. Stat. § 211B.02 provides:
211B.02
False Claim of Support.
A person or candidate may not knowingly make, directly or indirectly, a false claim stating or implying that a candidate or ballot question has the support or endorsement of a major political party or party unit or of an organization. A person or candidate may not state in written campaign material that the candidate or ballot question has the support or endorsement of an individual without first getting written permission from the individual to do so.
3. The burden of proving the allegations in the complaint is on the Complainants. The standard of proof of a violation of Minn. Stat. § 211B.02 is a preponderance of the evidence.[35]
4. The Complainants have demonstrated by a
preponderance of the evidence that Respondent violated Minn. Stat. § 211B.02 by
falsely claiming that the IRV ballot question was endorsed by the Minnesota DFL
and the League of Women Voters of Saint Paul and
5. The Complainants have demonstrated by a
preponderance of the evidence that Respondent violated Minn. Stat. § 211B.02 by
claiming that the IRV ballot question was endorsed by President Obama, Senator
McCain, Ralph Nader and Cynthia McKinney without obtaining their written
permission.
6. The Respondent shall pay a fine of $5,000 for these violations.
7. The attached Memorandum explains the reasons for these conclusions and is incorporated by reference.
Based upon the record herein, and for the reasons stated in the following Memorandum, the panel of Administrative Law Judges makes the following:
ORDER
IT IS ORDERED:
That having been found to have violated
Minn. Stat. § 211B.02, Respondent Saint Paul Better Ballot Campaign shall pay a
civil penalty of $5,000 by January 1, 2010.[36]
Dated:
November 30, 2009
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s/Kathleen D. Sheehy |
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KATHLEEN D. SHEEHY |
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Presiding
Administrative Law Judge |
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s/ |
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CHERYL
LECLAIR-SOMMER |
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Administrative Law Judge |
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s/Barbara L. Neilson |
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BARBARA
L. NEILSON |
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Administrative Law Judge |
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Reported: Digitally
recorded, no transcript prepared.
NOTICE
This is the final decision in this
case, as provided in Minn. Stat. § 211B.36, subd. 5. A party aggrieved by this decision may seek
judicial review as provided in Minn. Stat. §§ 14.63 to 14.69.
MEMORANDUM
There are two issues in this
case. The first is whether the St. Paul
BBC knowingly and falsely claimed that the ballot question was endorsed by
organizations including the Minnesota DFL, the Minnesota League of Women
Voters, and the St. Paul League of Women Voters. The second is whether the St. Paul BBC
claimed endorsement by several individuals—President Obama, Sen. John McCain,
Ralph Nader, and Cynthia McKinney—without obtaining their written permission.
With regard to the claim of false
endorsement by the organizations, the Respondent’s evidence focused on the
extent to which these organizations have indicated support for IRV. It is not disputed that the Minnesota DFL
generally supports the use of IRV in state and local elections and that this
position is included in the DFL Action Agenda.
Nor is it disputed that the League of Women Voters (both the Minnesota
League and the
The Respondent argues that there is no
legal or factual distinction between “support” for IRV and “endorsement” of a
ballot question. It contends that the
two words are interchangeable and that it is free to call the general
statements of support by these organizations an “endorsement” of the ballot
question.[37]
As a legal matter, the statute at hand
provides that a person may not “knowingly make, directly or indirectly, a false
claim stating or implying that a candidate or ballot question has the support
or endorsement of a major political party or party unit or of an organization.”[38] The statute by its terms expressly
differentiates between “support” and “endorsement.” In interpreting this language, the Minnesota
Supreme Court has recognized that there is a distinction between the words “support”
and “endorsement.” In Schmitt v. McLaughlin, a candidate who
was not endorsed by the DFL party used the initials “DFL” on advertisements and
lawn signs.[39] The Court concluded that the “use of the
initials ‘DFL’ would imply to the average voter that [the candidate] had the endorsement or, at the very least,
the support of the DFL party.”[40] This interpretation is consistent with the
canon of statutory construction requiring that meaning be given if possible to
each word in a statute.[41] Moreover, the Court indicated that the
determination whether a person has the endorsement or support of a political
party is a matter that can be objectively determined.[42]
As a factual matter, the record
reflects that the organizations themselves have specific procedures for persons
wishing to obtain statements of support or endorsement. The DFL party permits endorsements of
candidates only by a 60% affirmative vote of delegates present and voting, but
no convention representing a geographical area less than the area competent to
elect the public official may endorse a candidate.[43] The DFL’s position on ballot questions is
similar. The process for taking a formal
DFL Party position on any ballot question and, if desired, placing the question
on the official DFL Sample Ballot, requires a 60% affirmative vote, and the
body with authority to take an official stand on that question is the party
unit having the smallest jurisdiction that includes the entire electoral
district that will vote on the ballot question.[44] In this case, that means that only the St.
Paul DFL had the authority to take a position on the
The Respondent argues that it could
properly characterize the general statements of support by these organizations
as an “endorsement,” because based on Kennedy
v. Voss,[46]
even “extreme and illogical inferences” based upon accurate statements of fact are
not actionable as false statements in campaign literature. That case involved an allegedly false
statement regarding a candidate’s voting record, and the violation alleged was
of Minn. Stat. § 210A.04, subd.1, a predecessor of Minn. Stat. § 211B.06. Claims asserted under § 211B.06 are subject
to a different and higher standard of proof.
As noted by the Minnesota Supreme Court, the support or endorsement of
an organization, when challenged under § 211B.02, is a matter that can be
objectively determined. In addition,
claims of ignorance about the permissible limits of claiming endorsements,
particularly with regard to the implication of endorsement by the DFL party,
are viewed with some skepticism.[47]
The record is clear in this case that
the Respondents were well aware of the official positions of these
organizations. The Respondent
successfully obtained the endorsement of the St. Paul DFL party in 2007;
however, the presentation of the ballot question to voters was delayed due to
the litigation over IRV in
Likewise, the Respondent was well
aware of the position of the League of Women Voters; it worked with League
representatives to put the “Vote Yes” question on the ballot in 2007, and it
participated in a forum shortly before the recent election in which the
League’s official position was read before the commencement of a debate between
the Respondent and Complainant Chuck Repke.
The argument that the Respondent believed it could claim “endorsement”
of the ballot question by the League, based on either a partial reading of the
League’s position, or on personal expressions of support by individual League
members or officers, is lacking in credibility.
With regard to the claimed
endorsements by individuals, the Respondent admits that it made no effort to
obtain written permission from President Obama, Sen. McCain (the endorsed
Republican candidate for president in the last election), Ralph Nader (an
independent, endorsed Reform Party, and endorsed Green Party candidate for
president in the past), or Cynthia McKinney (an endorsed Green Party candidate
for president in the last election). The
Respondent contends that it would be “absurd” to require that national
political leaders, who have taken public positions on specific issues, must
provide written permission to use their names in support of local ballot
initiatives addressing those issues. In
addition, Ms. Massey testified that she was unaware that it was necessary to
obtain written permission before using the names of individuals in its
literature.
The statute unequivocally provides
that “A person or candidate may not state in written campaign material that the
candidate or ballot question has the support or endorsement of an individual
without first getting written permission from the individual to do so.”[49] There is no exception for national political
leaders. As with support claimed from
organizations, it should be an easy matter to objectively determine whether an
individual has provided permission to use that individual’s name in support of
a candidate or ballot question. The
Respondent could truthfully have said in its literature, without obtaining
written permission, that as a state legislator in 2002, President Obama
introduced legislation that would have permitted municipalities to adopt
instant runoff voting for the positions of mayor, city clerk, and city
treasurer.[50] It could truthfully have said, without
obtaining written permission, that Sen. McCain, in 2002, supported an IRV
ballot question in
The Respondent’s testimony that it was
not aware that written permission was required from individuals is contradicted
by its acknowledgment that it in fact obtained written permission from most if
not all of the state and local elected officials, former state and local
officials, and other business and community leaders whose names were used in
the mailings. It specifically obtained
written permission from Brian Melendez, the chair of the Minnesota DFL, to say
that he personally supported the ballot question. In addition, the Respondent’s web site was designed
to incorporate a mechanism by which individuals could provide electronic
written permission to use their names as a public endorsement of “advanced
voting methods like Instant Runoff Voting.”[51] To the extent that the Respondent is relying
on testimony that it was not aware of the requirement to obtain written
permission from individuals, the panel finds that this testimony is not
credible.
Accordingly, the panel has concluded
that the Respondent made knowingly false claims that the Minnesota DFL and the
League of Women Voters “endorsed” the St. Paul ballot question and that it
failed to obtain written permission from the national political figures before
using their names as supporters of the ballot question, in violation of Minn.
Stat. § 211B.02. The panel has concluded
that these violations, which were reflected in approximately 40,000 pieces of
campaign literature, were multiple and deliberate. They were made despite the clarity of the
statutory prohibitions, and the Respondent remains completely
unapologetic. The timing of these
mailings made it difficult for opponents to respond before the election and
created an unfair advantage. These false
claims of support or endorsement likely influenced some voters, but the impact on
the election cannot be quantified on this record. Under all the circumstances, the panel
believes a fine in the amount of $5,000 is the appropriate penalty.
K.D.S.,
B.L.N., C.L.S.
[1] Testimony of Jeanne Massey.
[2] See Ex. C-12.
[3] Testimonoy of
Chuck Repke.
[4] Ex. C-1; Testimony of J. Massey.
[5] Ex. C-2; Test. of J. Massey.
[6] Ex. R-2; Test. of J. Massey.
[7] Ex. C-16.
[8] Test. of J. Massey.
[9] Test. of J. Massey.
[10] Test. of J. Massey.
[11] Ex. C-1; Ex. C-2.
[12] Test. of B. Melendez; Ex. C-15; Ex. R-14 at Art. 3,
Section 4, subsection H.
[13] Testimony of Chuck Repke; Test. of B. Melendez; Ex.
R-14 at Art. 3, Section 4, subsection H, and Art. 3, Section 15.
[14] Test. of J. Massey.
[15] Ex. C-5; Ex. C-6; Ex. C-7; Ex. C-8; Test. of J.
Massey.
[16] Test. of J. Massey; Ex. C-8.
[17] Test. of J. Massey; Testimony of Brian Melendez; Ex.
C-20; Ex. R-34.
[18] Ex. C-15.
[19] Ex. C-1; Ex. C-2.
[20] Testimony of Marsha Oliver; Ex. R-9; Ex. R-10.
[21] Ex. R-7.
[22] Ex. R-8.
[23] Testimony of Sigrid Johnson.
[24] Ex. R-5; Test. of S. Johnson.
[25] Ex. R-11.
[26] Ex. R-12.
[27] Test. of S. Johnson.
[28] Test. of C. Repke; Ex. C-11; Ex. C-12.
[29] Test. of S. Johnson; Ex. C-22.
[30] Ex. C-1; Ex. C-2.
[31] Ex. R-23.
[32] Test. of J. Massey.
[33] Test. of J. Massey; Ex. C-3
[34] Test. of J. Massey; Ex. C-3.
[35] Minn. Stat. § 211B.32, subd. 4.
[36] The check should be made payable to “Treasurer,
State of
[37] The Respondent provided testimony to this effect and
cites to Buckley v. Valeo, 424
[38]
[39] 275 N.W.2d 587 (
[40]
[41]
[42] 275 N.W.2d at 591.
[43] Ex. R-14 at Art. 3, Section 4, subsection H.
[44]
[45] Ex. R-7.
[46] 304 N.W.2d
299 (
[47] See In the
Matter of Ryan, 303 N.W.2d 462, 468 (
[48] See Minnesota
Voters Alliance v. City of Minneapolis, 766 N.W.2d 683 (
[49]
[50] Ex. R-23.
[51] Ex. C-3.